Know ATS Score
CV/Résumé Score
  • Expertini Resume Scoring: Our Semantic Matching Algorithm evaluates your CV/Résumé before you apply for this job role: Manager, Compliance.
Malaysia Jobs Expertini

Urgent! Manager, Compliance Position in Petaling Jaya - Hong Leong Asset Management



Job description

Hong Leong Asset Management – Damansara, Selangor

Overview

  • Maintain and monitor AML/CTF/CPF compliance reviews, Anti-Bribery and Corruption policies, customer risk profiling, sanctions screening, and due diligence checks.

  • Escalate issues of non-compliance, prepare STR reports, and collate relevant supporting documents in a timely manner.

  • Assist in establishing an effective compliance program by periodically developing and reviewing compliance policies and procedures.

  • Facilitate licensing renewals and liaise with the Shariah Advisor on matters related to Shariah compliance.

  • Review and submit fund-related documents, ensuring compliance with periodic regulatory filings.

  • Prepare compliance reports for both internal and external reporting.

  • Coordinate compliance training sessions for business units.

  • Monitor and validate transactions from fund managers for their respective funds and/or mandates.

  • Set up and execute pre-trade compliance rules within Bloomberg CMGR for funds and mandates.

  • Develop close relationships with business units to engender a culture of compliance within the business.

Job Requirements

  • Possess Bachelor Degree in Banking, Law, Finance, Accountancy or any equivalent.

  • Minimum 7-10 years working experience in compliance, audit and/ or regulatory in the capital markets, fund management, or other related financial fields.

  • Conversant with Securities Commission (SC) Malaysia’s requirements and guidelines.

  • Good command in spoken and written English and Malay.

  • Good analytical skills in resolving complex problems.

  • Preferably candidates who possess CMSRL License on Modules 9, 10, and 11, from the SIDC Licensing Exam.

  • Proficiency in Microsoft Office (Word, Excel and PowerPoint).

#J-18808-Ljbffr


Required Skill Profession

Management & Operations



Your Complete Job Search Toolkit

✨ Smart • Intelligent • Private • Secure

Start Using Our Tools

Join thousands of professionals who've advanced their careers with our platform

Rate or Report This Job
If you feel this job is inaccurate or spam kindly report to us using below form.
Please Note: This is NOT a job application form.


    Unlock Your Manager Compliance Potential: Insight & Career Growth Guide